EFuturesCFO · Financial Services Suite
Compliance & Regulatory Cost Tracker
Understand the total cost of compliance — staff, technology, legal, and operations. Model cost per AUM basis point and identify efficiency opportunities.
Executive Summary
Cost by Category
Cost Reduction Levers
Line Item Detail
Methodology
Total Compliance Cost = Staff + Technology + External + Operations. Cost/AUM bps = (Total Cost ÷ AUM) × 10,000. Industry benchmark: 2-5 bps for mid-size RIAs, 5-10 bps for smaller firms. Compliance as % of revenue benchmark: 5-10%. Staff cost includes benefits multiplier. RegTech ROI typically 3-5× in staff efficiency gains.